Exam Details
| Subject | Professionals in Financial Market Practice | |
| Paper | ||
| Exam / Course | Post Graduate Diploma in Financial Markets Practice | |
| Department | School of Management Studies (SOMS) | |
| Organization | indira gandhi national open university | |
| Position | ||
| Exam Date | December, 2015 | |
| City, State | new delhi, |
Question Paper
1. What is a Brokerage House? Describe the different types of brokerage houses and the activities undertaken by them.
2. Explain 'Due-diligence' and the benefits accruing from a well conceived and effectively executed due-diligence process. Describe the different documents that are required for financial and accounting due-diligence.
3. Define Venture Capital Undertaking. What are the activities undertaken by a venture capitalist in the whole investment process right from receiving a reference to exiting from the Venture Capital Undertaking?
4. What are the important features of financial products? Describe the process of designing, creating and marketing a financial product.
5. Explain the term 'Money Laundering'. Discuss the process of Money Laundering. What are the avenues which have been recently tried by Money Launders?
6. What are the qualities of a good equity research firm Discuss the rules and regulations enforced by SEBI on these houses.
7. Explain the rationale behind having a 'Financial Advisor'. What are the factors affecting the growth of financial planners as an independent profession
8. Write short notes on
Internet Trading
National Securities Depository Limited (NSDL)
Qualities of a Good Marketer
Remisier
2. Explain 'Due-diligence' and the benefits accruing from a well conceived and effectively executed due-diligence process. Describe the different documents that are required for financial and accounting due-diligence.
3. Define Venture Capital Undertaking. What are the activities undertaken by a venture capitalist in the whole investment process right from receiving a reference to exiting from the Venture Capital Undertaking?
4. What are the important features of financial products? Describe the process of designing, creating and marketing a financial product.
5. Explain the term 'Money Laundering'. Discuss the process of Money Laundering. What are the avenues which have been recently tried by Money Launders?
6. What are the qualities of a good equity research firm Discuss the rules and regulations enforced by SEBI on these houses.
7. Explain the rationale behind having a 'Financial Advisor'. What are the factors affecting the growth of financial planners as an independent profession
8. Write short notes on
Internet Trading
National Securities Depository Limited (NSDL)
Qualities of a Good Marketer
Remisier
Other Question Papers
Departments
- Centre for Corporate Education, Training & Consultancy (CCETC)
- Centre for Corporate Education, Training & Consultancy (CCETC)
- National Centre for Disability Studies (NCDS)
- School of Agriculture (SOA)
- School of Computer and Information Sciences (SOCIS)
- School of Continuing Education (SOCE)
- School of Education (SOE)
- School of Engineering & Technology (SOET)
- School of Extension and Development Studies (SOEDS)
- School of Foreign Languages (SOFL)
- School of Gender Development Studies(SOGDS)
- School of Health Science (SOHS)
- School of Humanities (SOH)
- School of Interdisciplinary and Trans-Disciplinary Studies (SOITDS)
- School of Journalism and New Media Studies (SOJNMS)
- School of Law (SOL)
- School of Management Studies (SOMS)
- School of Performing Arts and Visual Arts (SOPVA)
- School of Performing Arts and Visual Arts(SOPVA)
- School of Sciences (SOS)
- School of Social Sciences (SOSS)
- School of Social Work (SOSW)
- School of Tourism & Hospitality Service Sectoral SOMS (SOTHSM)
- School of Tourism &Hospitality Service Sectoral SOMS (SOTHSSM)
- School of Translation Studies and Training (SOTST)
- School of Vocational Education and Training (SOVET)
- Staff Training & Research in Distance Education (STRIDE)
Subjects
- Commodity Markets
- Currency and Debt Markets
- Equity Derivatives
- Equity Market
- Professionals in Financial Market Practice