Exam Details
| Subject | Professionals in Financial Market Practice | |
| Paper | ||
| Exam / Course | Post Graduate Diploma in Financial Markets Practice | |
| Department | School of Management Studies (SOMS) | |
| Organization | indira gandhi national open university | |
| Position | ||
| Exam Date | June, 2016 | |
| City, State | new delhi, |
Question Paper
1. What is Electronic Trading? Discuss the advantages of E-trading and also the technologies that are used by members to get connected to the exchange in E-trading.
2. Discuss the functions performed by merchant bankers in respect of issue management. Explain the steps involved in the process of an Initial Public Offering through Book Building.
3. Explain the role of a custodian and the process of getting a certificate from SEBI to carry business as custodian. Discuss the code of conduct that the custodian has to abide by.
4. What are the major challenges confronting the financial service providers while marketing their products in Rural Markets? Describe the strategies adopted by them for this purpose.
5. Who are 'Brokers' and 'Sub-brokers'? What are the different activities undertaken by them? How do the brokerage firms ensure that the investors get best services
6. Discuss the Financial Advisory Services provided by a financial advisor. Describe the PEST analysis used by analysts for analysing the industry situation.
7. Explain the meaning and benefits of Portfolio Management Services (PMS). What are the Regulatory requirements enforced by SEBI on providers of PMS? Describe the process in which the PMS providers can act as financial advisors.
8. Discuss the scope of 'Outsourcing' and 'Financial Journalism' as avenues of self-employment in the domain of financial markets.
2. Discuss the functions performed by merchant bankers in respect of issue management. Explain the steps involved in the process of an Initial Public Offering through Book Building.
3. Explain the role of a custodian and the process of getting a certificate from SEBI to carry business as custodian. Discuss the code of conduct that the custodian has to abide by.
4. What are the major challenges confronting the financial service providers while marketing their products in Rural Markets? Describe the strategies adopted by them for this purpose.
5. Who are 'Brokers' and 'Sub-brokers'? What are the different activities undertaken by them? How do the brokerage firms ensure that the investors get best services
6. Discuss the Financial Advisory Services provided by a financial advisor. Describe the PEST analysis used by analysts for analysing the industry situation.
7. Explain the meaning and benefits of Portfolio Management Services (PMS). What are the Regulatory requirements enforced by SEBI on providers of PMS? Describe the process in which the PMS providers can act as financial advisors.
8. Discuss the scope of 'Outsourcing' and 'Financial Journalism' as avenues of self-employment in the domain of financial markets.
Other Question Papers
Departments
- Centre for Corporate Education, Training & Consultancy (CCETC)
- Centre for Corporate Education, Training & Consultancy (CCETC)
- National Centre for Disability Studies (NCDS)
- School of Agriculture (SOA)
- School of Computer and Information Sciences (SOCIS)
- School of Continuing Education (SOCE)
- School of Education (SOE)
- School of Engineering & Technology (SOET)
- School of Extension and Development Studies (SOEDS)
- School of Foreign Languages (SOFL)
- School of Gender Development Studies(SOGDS)
- School of Health Science (SOHS)
- School of Humanities (SOH)
- School of Interdisciplinary and Trans-Disciplinary Studies (SOITDS)
- School of Journalism and New Media Studies (SOJNMS)
- School of Law (SOL)
- School of Management Studies (SOMS)
- School of Performing Arts and Visual Arts (SOPVA)
- School of Performing Arts and Visual Arts(SOPVA)
- School of Sciences (SOS)
- School of Social Sciences (SOSS)
- School of Social Work (SOSW)
- School of Tourism & Hospitality Service Sectoral SOMS (SOTHSM)
- School of Tourism &Hospitality Service Sectoral SOMS (SOTHSSM)
- School of Translation Studies and Training (SOTST)
- School of Vocational Education and Training (SOVET)
- Staff Training & Research in Distance Education (STRIDE)
Subjects
- Commodity Markets
- Currency and Debt Markets
- Equity Derivatives
- Equity Market
- Professionals in Financial Market Practice