Exam Details
| Subject | Professionals in Financial Market Practice | |
| Paper | ||
| Exam / Course | Post Graduate Diploma in Financial Markets Practice | |
| Department | School of Management Studies (SOMS) | |
| Organization | indira gandhi national open university | |
| Position | ||
| Exam Date | December, 2016 | |
| City, State | new delhi, |
Question Paper
1. What is 'Electronic Trading System'? How is it better than open outcry system? Discuss the various channels of connectivity between the trading members and the Stock Exchanges.
2. What is a 'Clearing House'? Discuss its role and functions in the process of Trade flow.
3. What is meant by 'Due Diligence'? What are its main benefits? Discuss the importance of 'Operational Due Diligence'.
4. Explain the reasons for corporate Mergers and Acquisitions and discuss the Regulatory and Statutory Framework governing them.
5. Why do Financial Products need promotion? Discuss the different components of promotional mix of these products.
6. What is meant by 'Insider Trading'? What are the strategies adopted to prevent it? Discuss the obligations of the Compliance Officer of a company relating to Insider Trading.
7. What is the importance of a Research Firm in the Indian Financial Markets? Discuss the different categories of Research Firms depending upon the business model and explain the qualities of a good research firm.
8. Why do the individuals and families need financial planning? Explain the different steps involved in the Financial Planning Process for them.
2. What is a 'Clearing House'? Discuss its role and functions in the process of Trade flow.
3. What is meant by 'Due Diligence'? What are its main benefits? Discuss the importance of 'Operational Due Diligence'.
4. Explain the reasons for corporate Mergers and Acquisitions and discuss the Regulatory and Statutory Framework governing them.
5. Why do Financial Products need promotion? Discuss the different components of promotional mix of these products.
6. What is meant by 'Insider Trading'? What are the strategies adopted to prevent it? Discuss the obligations of the Compliance Officer of a company relating to Insider Trading.
7. What is the importance of a Research Firm in the Indian Financial Markets? Discuss the different categories of Research Firms depending upon the business model and explain the qualities of a good research firm.
8. Why do the individuals and families need financial planning? Explain the different steps involved in the Financial Planning Process for them.
Other Question Papers
Departments
- Centre for Corporate Education, Training & Consultancy (CCETC)
- Centre for Corporate Education, Training & Consultancy (CCETC)
- National Centre for Disability Studies (NCDS)
- School of Agriculture (SOA)
- School of Computer and Information Sciences (SOCIS)
- School of Continuing Education (SOCE)
- School of Education (SOE)
- School of Engineering & Technology (SOET)
- School of Extension and Development Studies (SOEDS)
- School of Foreign Languages (SOFL)
- School of Gender Development Studies(SOGDS)
- School of Health Science (SOHS)
- School of Humanities (SOH)
- School of Interdisciplinary and Trans-Disciplinary Studies (SOITDS)
- School of Journalism and New Media Studies (SOJNMS)
- School of Law (SOL)
- School of Management Studies (SOMS)
- School of Performing Arts and Visual Arts (SOPVA)
- School of Performing Arts and Visual Arts(SOPVA)
- School of Sciences (SOS)
- School of Social Sciences (SOSS)
- School of Social Work (SOSW)
- School of Tourism & Hospitality Service Sectoral SOMS (SOTHSM)
- School of Tourism &Hospitality Service Sectoral SOMS (SOTHSSM)
- School of Translation Studies and Training (SOTST)
- School of Vocational Education and Training (SOVET)
- Staff Training & Research in Distance Education (STRIDE)
Subjects
- Commodity Markets
- Currency and Debt Markets
- Equity Derivatives
- Equity Market
- Professionals in Financial Market Practice