DISTANCE EDUCATION
M.B.A. DEGREE EXAMINATION, DECEMBER 2017.
Third Semester
SECURITIES LAWS AND FINANCIAL MARKETS
(2013-14 Academic Year and 2014 Calendar Year onwards)
Time Three hours Maximum 100 marks
SECTION A — × 8 40 marks)
Answer any FIVE questions.
1. Explain present scenario of financial system in India.
2. Explain SEBI and its roles and powers.
3. What is risk-return trade off?
4. Explain the capital market regulatory board.
5. What are the credit rating agencies in India?
6. Explain the portfolio managers and their role.
7. Who are intermediaries in secondary market?
8. What are the risks involved in mutual fund?
SECTION B — × 15 60 marks)
Answer any FOUR questions.
9. Discuss money market Vs capital market.
10. Explain the role and functions of depository.
Sub. Code
34
DE-3267
2
Ws 5
11. Discuss credit rating and evaluation of risk.
12. Explain rating methodologies for various instruments.
13. Enumerate the code of conduct prescribed by SEBI for
bankers to issue.
14. Discuss the electronic trading in securities and their
advantages.
15. Discuss the risk and performance evaluation of mutual
funds.
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