DISTANCE EDUCATION
M.B.A. DEGREE EXAMINATION, MAY 2018.
Third Semester
SECURITIES LAWS AND FINANCIAL MARKETS
(Upto 2012 13 Academic Year and 2013 Calendar Year)
Time Three hours Maximum 100 marks
SECTION A — x 8 40 marks)
Answer any FIVE questions.
All questions carry equal marks.
1. What are the constituents of a financial system?
2. What are regarded as financial reforms in India?
3. Discuss the functions of depositories.
4. Explain the features of global depository receipts.
5. Differentiate between capital market and money market.
6. Explain the scope for merchant banking in India.
7. What are the functions of stock brokers?
8. Why do people prefer to invest in mutual funds?
Sub. Code
33
DE-3833
2
sp3
SECTION B — × 15 60 marks)
Answer any FOUR questions.
All questions carry equal marks.
9. Explain the significance of capital market in the economic
development of India.
10. State the advantages of credit rating.
11. What are the various agencies and institutions involved
in the primary market?
12. Discuss the regulatory norms of SEBI towards mutual
funds.
13. What are the services of a merchant banker in general?
14. Discuss the scope of electronic trading in securities in
India.
15. What are the new instruments available in the capital
market?