Exam Details
| Subject | Equity Market | |
| Paper | ||
| Exam / Course | Post Graduate Diploma in Financial Markets Practice | |
| Department | School of Management Studies (SOMS) | |
| Organization | indira gandhi national open university | |
| Position | ||
| Exam Date | December, 2016 | |
| City, State | new delhi, |
Question Paper
No. of Printed Pages: 2 IMFP-OOll
MANAGEMENTPROGRAMMEj POST GRADUATE DIPLOMA IN FINANCIAL MARKETS PRACTICE
N
Term-End Examination
o
o
December, 2016
MFP-001 EQUITY MARKETS
Time hours MaximulIl Marks: 100
Note: Attempt any five questions.
All questions carry equal marks.
1. Define Debentures and describe the major features of debentures. How are debentures beneficial to the Company and the investors Discuss.
2. What is a Stock Exchange? Mention the names of various stock exchanges functioning in India.
Discuss the role of the intermediaries involved in the process of settlement of securities transactions.
3. What are Indian Depository Receipts (IDRs) Describe the procedure followed by a company issuing IDR and the regulatory requirement in this regard.
4. Discuss the role of Securities and Exchange Board of India (SEBI) and the Stock Exchanges in protecting investor's interest.
5. Explain the role of Clearing Corporation Ltd. What are the services provided by it to its members?
Describe the Straight-Through-Processing System? How do the transactions flow through this system
6. Explain diversification and discuss the different Portfolio diversification strategies followed to maximise the rate of return.
7. Discuss in detail the surveillance system as adopted by Securities and Exchange Board of India How is surveillance function categorised?
8. Write short notes on any four of the following:
Anchor Investor
Dabba Trading
Behavioural Finance
Dupont Analysis
Red Herring Prospectus
MANAGEMENTPROGRAMMEj POST GRADUATE DIPLOMA IN FINANCIAL MARKETS PRACTICE
N
Term-End Examination
o
o
December, 2016
MFP-001 EQUITY MARKETS
Time hours MaximulIl Marks: 100
Note: Attempt any five questions.
All questions carry equal marks.
1. Define Debentures and describe the major features of debentures. How are debentures beneficial to the Company and the investors Discuss.
2. What is a Stock Exchange? Mention the names of various stock exchanges functioning in India.
Discuss the role of the intermediaries involved in the process of settlement of securities transactions.
3. What are Indian Depository Receipts (IDRs) Describe the procedure followed by a company issuing IDR and the regulatory requirement in this regard.
4. Discuss the role of Securities and Exchange Board of India (SEBI) and the Stock Exchanges in protecting investor's interest.
5. Explain the role of Clearing Corporation Ltd. What are the services provided by it to its members?
Describe the Straight-Through-Processing System? How do the transactions flow through this system
6. Explain diversification and discuss the different Portfolio diversification strategies followed to maximise the rate of return.
7. Discuss in detail the surveillance system as adopted by Securities and Exchange Board of India How is surveillance function categorised?
8. Write short notes on any four of the following:
Anchor Investor
Dabba Trading
Behavioural Finance
Dupont Analysis
Red Herring Prospectus
Other Question Papers
Departments
- Centre for Corporate Education, Training & Consultancy (CCETC)
- Centre for Corporate Education, Training & Consultancy (CCETC)
- National Centre for Disability Studies (NCDS)
- School of Agriculture (SOA)
- School of Computer and Information Sciences (SOCIS)
- School of Continuing Education (SOCE)
- School of Education (SOE)
- School of Engineering & Technology (SOET)
- School of Extension and Development Studies (SOEDS)
- School of Foreign Languages (SOFL)
- School of Gender Development Studies(SOGDS)
- School of Health Science (SOHS)
- School of Humanities (SOH)
- School of Interdisciplinary and Trans-Disciplinary Studies (SOITDS)
- School of Journalism and New Media Studies (SOJNMS)
- School of Law (SOL)
- School of Management Studies (SOMS)
- School of Performing Arts and Visual Arts (SOPVA)
- School of Performing Arts and Visual Arts(SOPVA)
- School of Sciences (SOS)
- School of Social Sciences (SOSS)
- School of Social Work (SOSW)
- School of Tourism & Hospitality Service Sectoral SOMS (SOTHSM)
- School of Tourism &Hospitality Service Sectoral SOMS (SOTHSSM)
- School of Translation Studies and Training (SOTST)
- School of Vocational Education and Training (SOVET)
- Staff Training & Research in Distance Education (STRIDE)
Subjects
- Commodity Markets
- Currency and Debt Markets
- Equity Derivatives
- Equity Market
- Professionals in Financial Market Practice