Exam Details

Subject financial regulatory framework
Paper
Exam / Course post-graduate diploma in financial services
Department
Organization savitribai phule pune university
Position
Exam Date April, 2018
City, State maharashtra, pune


Question Paper

Total No. of Questions—5] [Total No. of Printed Pages—2
Seat
No. [5374]-103
P.G.D.F.S. Sem.) EXAMINATION, 2018
103 FINANCIAL REGULATORY FRAMEWORK
(2013 PATTERN)
Time 2½ Hours Maximum Marks 50
N.B. There are five questions each of 10 marks.
(ii All questions are compulsory with internal choice.
1. Describe the need and importance of regulatory framework in
India.
Or
Explain the structure of regulatory framework in India.
2. Define the role of RBI in Indian financial system.
Or
Discuss the role and functions of SEBI.
3. Define the term Prospects in Companies Act, 1956. Elaborate
the various contents of prospects in detail.
Or
What are provisions as per Capanies Act, 1956 regarding Accounts
and Audit
[5374]-103 2
4. Explain the following terms
ADR
(ii GDR
Or
Describe the External Commercial Borrowing in detail.
5. Discuss the role and functions of FEMA.
Or
Define the importance of Foreign Institutional Investment in
Indian financial system.



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Subjects

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  • money and capital markets
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