M.COM. (Semester IV) (CBCS) Examination, 2017
Business Finance (Paper IV)
Day Date: Wednesday, 26-04-2017 Max. Marks: 70
Time: 02.30 P.M. TO 05.00 P.M.
N.B. All questions are compulsory.
Figures to the right indicate full marks.
Q.1 Choose the alternatives given below. 14
Selling of securities to one or few institutions or individuals rather
than going through security's market is called
Private Placement Public Placement
Both a and b None of these
Primary market is also called
Stock Exchange New issue market
Bullion market Produce Exchange
is set up to protect the interest of investors and regulate
the securities market.
BSE NSE
UTI SEBI
Conversion of physical certificates of a holder in electronic form is
known as
Rematerialiataion Dematerialization
Capitalization Globalization
sell scrips for buying it back at lower price.
Bulls Bears
Stags None
The main objective of management is to maximize
return and minimize risk.
Portfolio Inventory
Personnel Equity G
provide seed capital for first generation technocrat
entrepreneurs and new technology projects.
Lease finance Venture capital
Debt finance Self finance
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SLR-Q 92
The objective of is to provide an alternative market for
the securities of small companies, public sector companies,
closely held companies desirous of listing.
OTCEI SEBI
Nasdaq ISE
is long term agreement which generally corresponds
with economic life of the asset.
Operating lease Leverage lease
Direct leasing Financial lease
10) is assessment of specific debt instrument in terms of
credit risk associated with that instrument.
E Broking Credit rating
Portfolio management E Filing
11) CRISIL is the first rating agency in India, established in the year_.
1991 1993
1996 1987
12) trading is a term used to describe a procedure of
trading in shares where actual shares are traded in electronic
form.
Scripless Bricks and Mortar
Off line None
13) (Double CRISIL rating indicates
Highest safety Adequate safety
High safety Moderate safety
14) The head office of DCRI is at
Mumbai Kolkata
New Delhi Chennai
Q.2 Write short notes. 14
Primary and Secondary Market
Types of Leases
Q.3 Write short answers. 14
State the functions of SEBI.
State the advantages of portfolio management.
Q.4 Answer any one of the following questions. 14
State the methods of marketing of securities.
What is 'Stock Exchange'? Explain in brief the functions of Stock
Exchange.
Q.5 Answer any one of the following questions. 14
Define the term 'Venture Capital'. Elaborate the features and
significance of Venture Capital.
What is 'Credit Rating'? Explain in brief the methodology of
Credit Rating.