M.B.A. DEGREE EXAMINATION, NOVEMBER 2017.
Third Semester
Banking and Insurance
FINANCIAL SERVICES
(CBCS 2013 onwards)
Time 3 Hours Maximum 75 Marks
Part A x 3 15)
Answer all questions.
All questions carry equal marks.
1. What do you mean by financial services?
2. What are the components of a Capital Market?
3. Expand the abbreviations
AMFI
LICHFL
HUDCO.
4. Distinguish between financial lease and an operating
lease.
5. What are the different sources of consumer finance?
Sub. Code
632301
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Part B x 10 50)
Answer all questions, choosing either or
All questions carry equal marks.
6. What is a market for financial services? Write a
note on the major constituents of a financial
services market?
Or
Write a short note on the growth of financial
services in India. Suggest suitable ways in it to
overcome the problems in it.
7. Explain in detail the functions of merchant bankers
in 'capital structure decisions' and 'Issue
Management'.
Or
Explain the role of National and Regional Stock
Exchanges in Capital Markets in India.
8. Explain the working mechanism of Asset
Management Companies. What are SEBI's
guidelines on the Management of Mutual funds in
India?
Or
Write a brief account on more dominant real estate
finance institutions.
9. What is hire purchase finance? Enumerate the
rights available to a hirer under the hire purchase
finance agreement.
Or
Explain the steps involved in discounting and
purchasing of commercial bills of exchange.
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10. Define the term venture capital. Explain the stages
of venture capital financing.
Or
Explain briefly the rating methodology used by the
credit rating agencies for financial services
companies.
Part C 10 10)
Compulsory.
11. Read the following case and answer the questions.
Indbank Merchant Banking Services Limited (Indbank)
was incorporated in the year 1989 as a subsidiary of
Indian Bank. Indbank is engaged in Merchant Banking,
Advisory Services. Stock Broking, Depository Participant
Activities. Distribution of Mutual Fund and other
Investment Products and online Trading Indbank is a
Category I Merchant Banker registered with Securities
Exchange Board of India SEBI) undertaking the
following assignments
Under various capacities like Lead Manager.
Co-Manager, Advisor, Arranger etc. for public
issues, rights issues and private placement.
For acquisition of shares and takeovers under SEBI.
For Employee stock option scheme Stock Purchase
Scheme by Corporates under the SEBI, Guidelines,
1999.
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Assume that you are appointed as Assistant Manager in
Indbank Merchant Banking Services Limited. XYZ
Company approaches Indbank Merchant banking
services Ltd., to manage a new issue of shares of Rs. 100
crores. This task is entrusted to you to independently
handle this new issue of shares. Handling of this type of
task is new and challenge to you. You have to establish
your credibility to your employer and claims of XYZ
Company.
Questions
As an Asst. Manager, how you would proceed to
manage this issue of Rs. 100 crores keeping in view
the guidelines of SEBI, Registrar of companies and
Stock Exchange?
Besides issue of shares, what other services are
provided by this Merchant Banks to its customers?
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