DISTANCE EDUCATION
B.B.A. (Corp-Secretaryship) /B.B.A. (Lateral) DEGREE
EXAMINATION, MAY 2017.
Corporate Secretaryship
CAPITAL MARKET LAWS
(2005 onwards)
Time Three hours Maximum 100 marks
PART A — × 8 40 marks)
Answer any FIVE questions.
1. State the characteristics of Indian capital market.
2. What are the functions of new issue markets?
3. What are the objectives of Security Contracts
(Regulation) Act 1956?
4. Write a short note on Bye-laws of stock exchanges.
5. Give a brief note on the types of brokers in a stock
exchange.
6. Who are merchant brokers? Explain.
7. Explain the features of OTCEI.
8. What are objectives of NSE?
Sub. Code
31
DE-151
2
Ws 11
PART B — × 15 60 marks)
Answer any FOUR questions.
9. Explain the structure of capital market in India.
10. Discuss the need for regulatory framework for stock
exchanges.
11. Explain the procedure for membership in stock exchanges
along with the eligibility criteria.
12. Explain the establishment and management of SEBI.
13. Discuss the rules and regulations relating to Merchant
Brokers.
14. Write a detailed note on Trading on OTC Exchange.
15. Explain the special features of NSE in the present day
scenario along with its importance.