DISTANCE EDUCATION
B.B.A.(CS)/B.B.A.(CS) (Lateral) DEGREE EXAMINATION,
MAY 2016.
CAPITAL MARKET LAWS
(2005 onwards)
Time Three hours Maximum 100 marks
PART A — 8 40 marks)
Answer any FIVE questions.
1. What are the functions of new issue markets?
2. Write a note on recognition of stock exchanges in India.
3. Explain the importance of the regulation of stock
exchanges in India.
4. State the functions of share transfer agents.
5. Write a short note on registration of stock brokers.
6. Explain the importance of merchant brokers in Indian
stock exchanges.
7. Explain the benefits of OTCEI.
8. What are features of NSE?
PART B — 15 60 marks)
Answer any FOUR questions.
9. Distinguish between primary market and secondary
market.
10. Discuss briefly the recommendations of High power
committee regarding stock exchange regulations
11. Explain the Functions of SEBI.
Sub. Code
31
DE-3338
2
Ws18
12. Explain the powers of central government in regulating
stock exchanges in India.
13. Discuss the penalty provisions relating to the violation of
regulations by the merchant brokers.
14. Explain the listing procedures on OTC Exchange.
15. Discuss the regulations for trading on NSE.