DISTANCE EDUCATION
B.B.A. (Corp Sec)/B.B.A. (Lateral) DEGREE
EXAMINATION, MAY 2018.
CAPITAL MARKET LAWS
(2005 onwards)
Time Three hours Maximum 100 marks
SECTION A — x 8 40 marks)
Answer any FIVE questions.
All questions carry equal marks.
1. What do you mean by Secondary Market in Indian
Industrial Security Market?
2. Explain the importance of Capital Market.
3. List out the various types of Listing of Securities.
4. Give the procedure for withdrawal of Registration of
Stock Exchange.
5. Bring out the main features of SEBI.
6. What do you mean by Merchant Brokers? Explain.
7. What are the objects of OTCEI?
8. State the special features of NSE.
Sub. Code
31
DE-3554
SECTION B — × 15 60 marks)
Answer any FOUR questions.
All questions carry equal marks.
9. Describe the structure of Securities Market in India.
10. Explain the important functions of stock Exchanges.
11. Describe the different classifications of shares traded in
Stock Exchange.
12. Discuss the role of Merchant Brokers in Indian Capital
Market.
13. Explain the Merits and demerits of OTCEI.
14. Describe the procedure for Trading in NSE.
15. List out the reasons for poor performance of New Issue
Market.
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